Early involvement of control functions

Too often, legal, compliance, and risk teams are brought into the AI development conversation far too late. By then, decisions have already been made, and what’s left is a yes-or-no approval. That approach doesn’t work. It slows things down. It creates pushback. What’s more dangerous is that it leads to misinformed decisions, where risk is misunderstood or ignored. To move fast and scale AI responsibly, these teams need to be in the room at the beginning, when ideas are still forming.

By involving them early, you change the dynamic entirely. Now control teams aren’t merely gatekeepers. They’re collaborators. They help frame questions from the start, What are the risk triggers? What infrastructure is needed? And they help solve issues when it’s cheapest and easiest to do so. This reduces delays at the final phase of approvals and makes sure everyone understands the broader impact of AI use decisions.

One banking firm did this well. They embedded risk specialists directly into the product development squads. The result? Fewer handoffs. Fewer surprises. Product timelines sped up, and risk management became smoother, not another layer of friction.

When business and tech leads start with the question, “How do we get this to market responsibly?” instead of just asking, “Can we do this?”, control functions shift from blockers to accelerators. That’s the mindset needed to build AI that goes beyond pilots and actually delivers enterprise impact.

Misalignment of traditional governance models with AI’s unique risks

Legacy governance isn’t keeping up with the speed and complexity of AI. It wasn’t built for it. Traditional control frameworks, especially in industries like finance, healthcare, and utilities, were designed for predictable systems and controlled roll-outs. AI moves faster, scales wider, and changes more often. It also connects across data sets and functions in more unpredictable ways. These conditions expose cracks in the old system fast.

There are four core challenges you’ll face. First is decentralization, AI teams often operate with their own data, tools, and models. That makes unified oversight more difficult, but also more necessary. Second, is the lack of clear roles, AI use cases often cross functional boundaries, and nobody’s quite sure who’s responsible for managing what risks. Third, outdated validation, most compliance teams still work on pre-generative-AI assumptions, approving models before they launch without continuous monitoring after they’re live. That doesn’t hold up for agent-based or constantly evolving AI. Fourth, third-party exposure, many vendor tools now come “preloaded” with generative AI functionality that isn’t well-vetted and introduces unmonitored risks.

If you’re slow to act, you take just as much risk, if not more, than moving forward boldly. Strategic paralysis due to outdated structures is itself a risk. Inability to scale well-designed use cases means competitors move faster, customers shift, and growth opportunities slip away.

Executives need to understand that AI doesn’t create new risks out of the blue. But it amplifies what’s already there. Operational risk balloons when guardrails don’t scale with technology. Reputational risk escalates when decision outputs aren’t clear. Ethical risk surfaces when human oversight breaks down. If your risk frameworks aren’t built for speed and adaptation, you’ll keep fighting fires after the damage is done.

Modern governance needs to be engineered for movement. Partner with leaders across tech, risk, and business. Get clear on accountabilities. And evolve fast. That’s how companies stay relevant as AI matures.

Implementation of integrated guardrails for AI governance

AI needs structure to grow at scale. That structure is about enabling it to move safely across the enterprise. The most effective companies are building integrated guardrails across their organizations, combining governance and technical control mechanisms that guide AI from idea to execution without unnecessary drag.

AI isn’t controlled with a single document or checkpoint. It requires continuous oversight, especially as models learn and adapt in real time. These guardrails include both organizational governance, committees, councils, decision frameworks, and hardwired controls such as automated access restrictions, real-time alerts, or model behavior tracking built directly into the system architecture.

Where companies get this right, there’s alignment between leadership, control functions, and tech teams. AI councils bring everyone to the table. They review use cases early, not just to approve or reject, but to evaluate alignment with strategic goals and acceptable risk boundaries. Tooling matters too, central policies, risk triggers, and workflows help teams move faster with predictable navigation points across functions.

The goal is velocity with visibility. Strong guardrails don’t remove risk. They provide boundaries that help teams operate fast, check assumptions, and adapt when needed.

Organizations that implement these systems aren’t weighed down by bureaucracy. The opposite is true. They reduce escalations, run fewer redundant reviews, and push more AI projects into production with confidence. Governance isn’t standing in the way. It’s built in.

Strategic moves for operationalizing AI governance

The companies making the fastest progress on AI aren’t improvising. They’ve made strategic changes that bring risk and innovation into the same workflow. There are four that stand out.

First, they establish cross-functional AI councils. They operate with influence, reviewing AI use cases and helping decide where to deploy resources based on risk-reward tradeoffs. When control leaders have a voice here, they stop being the final hurdle and become part of the value equation from the start.

Second, they embed risk partners directly into teams. Instead of waiting for approvals, teams co-design products with someone who understands the risk landscape. This creates speed without sacrificing control. One bank that followed this approach cut down approval times and eliminated last-minute rework.

Third, they raise the competency floor. Not every product manager or engineer needs to be a compliance expert. But they do need to know the basics. Companies are rolling out short e-learning modules, cheat sheets listing common AI risks, and office hours with legal and compliance. This “risk-lite” fluency narrows the gap between business and control teams, boosting the speed and quality of submissions.

Finally, they match controls to AI maturity. A one-size-fits-all approach doesn’t work. There’s a difference between a basic AI tool assisting decision-making and an autonomous agent acting across systems. Companies are categorizing AI by maturity and assigning appropriate safeguards to each level. Human-in-the-loop oversight may work now, but as agentic systems scale, more sophisticated technical and organizational controls will be needed.

These moves aren’t optional if you plan to scale fast and avoid surprises. They’re the new operating model. They align risk teams with innovators, raise enterprise fluency, and ensure your AI roadmap doesn’t get stuck in approval loops.

A stepwise approach to scaling AI responsibly

Scaling AI across an enterprise requires a clear structure. It doesn’t need to be complicated, but it does need to be intentional. The companies doing this well follow a structured, repeatable approach that prioritizes speed and control in equal measure. There are six steps that define it.

Step one is executive support. If control functions like risk and compliance are going to engage early and productively, that commitment must come from the top. Leaders signal this through their messaging, performance metrics, and even compensation models. It makes clear that enabling safe, strategic AI isn’t the work of a few, it’s a core business priority.

Step two is evaluating and redesigning existing business, tech, risk, and HR workflows. Most of these processes weren’t built with AI in mind. They often fail to address newer workflows like agentic AI or cross-functional model training. Redesigning them is about making sure the AI system fits the enterprise it operates in.

Step three is about being specific, codifying what’s nonnegotiable. Every organization needs a clear set of minimum criteria for AI use cases to move forward. Nonnegotiables create structure for faster decisions. Without them, you end up stuck debating every edge case and delaying progress.

Step four is applying differentiated oversight. Not every AI use case needs the same level of review. Tiered models give low-risk use cases a faster path using pre-approvals, while higher-stakes use cases get deeper scrutiny. This approach increases throughput without losing control.

Step five is establishing test-and-learn cycles. Every six months, the best companies run governance quality reviews. They audit recent use cases, check how governance is working, and adjust where needed. This keeps systems adaptive and avoids rigid frameworks that fall behind quickly.

Step six is ensuring continuous monitoring after deployment. Control functions stay engaged post-approval, reviewing whether projected outcomes match real-world performance. If a model drifts, or risk evolves, they step in. That oversight keeps scaling aligned with long-term value creation.

This stepwise process is already paying off inside leading organizations. They’re deploying AI faster, reducing compliance incidents, and scaling responsibly with less internal friction. The path is clear, it just needs to be followed.

Shifting the mindset

Many risk, compliance, and legal teams have operated with one goal: prevent exposure. That made sense when systems were static and change was slow. But now, AI is dynamic, and moving faster is often safer than waiting. That shift in technical capability demands a shift in mindset.

Control functions must be seen, and equipped, as enablers. That includes giving them early visibility, embedding them into delivery teams, and training them to operate in agile environments. It also means changing how their role is respected institutionally, from how performance is measured to how their contributions are valued by leadership.

When this shift happens, the results are tangible. Risk and control leaders no longer derail AI initiatives at the finish line. They help shape them from the beginning. Their insight strengthens the go-to-market plan, not just the legal review. And innovation cycles tighten because fewer projects get stalled or sent back.

This isn’t a suggestion, it’s a requirement for long-term viability. Product teams can’t scale advanced AI unless control teams are aligned and integrated. Embedding risk as a strategic partner ensures faster delivery, better compliance, and smarter decisions.

Companies that make this shift now gain a real edge. They can innovate faster without losing sight of the downside. And they build AI systems that are not just powerful, but sustainable.

Key executive takeaways

  • Embed control functions early: Leaders should involve risk, legal, and compliance teams at the ideation stage to prevent delays, improve alignment, and manage risks before they become costly problems.
  • Upgrade governance for AI’s pace: Traditional oversight models are too static for dynamic AI deployments. Executives should modernize governance frameworks to account for decentralized ownership, adaptive validation, and evolving regulatory risks.
  • Build integrated AI guardrails: Create a system of governance and technical controls that scale with AI use cases. Automated controls and cross-functional oversight ensure AI moves quickly within well-defined boundaries.
  • Institutionalize strategic enablers: Implement core practices, AI councils, embedded risk partners, risk-lite training, and tiered maturity frameworks, to align innovation with operational oversight and accelerate safe deployment.
  • Adopt a structured AI scaling model: Use a repeatable six-step framework, from executive-backed support to continuous post-deployment monitoring, to standardize governance and avoid decision bottlenecks during scaling.
  • Shift control mindset to enablement: Reframe control functions from blockers to strategic partners. Equip them to work in agile environments and measure their value by how effectively they enable fast, responsible AI delivery.

Alexander Procter

September 1, 2025

9 Min